Theta Trend

Legal Disclaimer

Note from Dan:  Disclaimers aren’t very fun to read or write, but they’re necessary.  The general idea is that you can lose money trading and you should be aware of what you’re doing.  The goal of trading is to make money over a series of trades, but there will be losing trades . . . it’s part of the game.  Do your due diligence and make good choices.

All of the discussions and presentations on the site are my own and are not the views of Swan Global Investments, my employer.  If you have interest in Swan or would like to learn more, please visit www.swanglobalinvestments.com

On with the disclaimer . . .

Option trading involves substantial risk and is not suitable for all investors. We cannot and will not guarantee that you will not lose money or that you will make money from the information found on this website and / or affiliated products / services. Past results do not guarantee future results.  You should read “Characteristics and Risks of Standardized Options” to further understand the risks of trading options.

We are not licensed financial planners, financial advisors, stock brokers, investment brokers, or investment advisors. Before making any trades, check with a financial planner, investment advisor, tax advisor, or anyone else that controls your finances to make sure option trading is right for you. The information provided by Theta Trend should not be construed as individual investment advice. All information presented by Theta Trend is the opinion of the author only and is not a solicitation to buy, sell, or hold any investment or security of any kind.

You accept full responsibilities for your actions, trades, profit or loss, and agree to hold this website, the parent company, and any authorized distributors of this information harmless in any and all ways.

Testimonials on this site are individual experiences and they do not mean that you will or can emulate their performance. Testimonials are no guarantee of future performance or success.

The past performance of any trading system or methodology is not necessarily indicative of future results

The information on this website is provided solely for general education, information and marketing purposes and therefore should not be considered complete, precise, or current. All information within this website and affiliated products / services is obtained from sources believed to be accurate and reliable. However, errors or omissions are possible due to human and/or mechanical error. All information is provided “as is” without warranty of any kind.

We make no representations as to accuracy, completeness, or timeliness of the information on this site. No statement within this website or its affiliated products / services should be construed as a recommendation or solicitation to buy or sell any security or to trade any particular strategy or method or adjustment or to provide any type of investment advice.

U.S. Government Required Disclaimer – Commodity Futures Trading Commission. Futures and options trading has large potential rewards, but also large potential risk. You must be aware of the risks and be willing to accept them in order to invest in the futures and options markets. Don’t trade with money you can’t afford to lose. No representation is being made that any account will or is likely to achieve profits or losses similar to those discussed on this website. The past performance of any trading system or methodology is not necessarily indicative of future results.

CFTC RULE 4.41 – HYPOTHETICAL OR SIMULATED PERFORMANCE RESULTS HAVE CERTAIN LIMITATIONS. UNLIKE AN ACTUAL PERFORMANCE RECORD, SIMULATED RESULTS DO NOT REPRESENT ACTUAL TRADING. ALSO, SINCE THE TRADES HAVE NOT BEEN EXECUTED, THE RESULTS MAY HAVE UNDER-OR-OVER COMPENSATED FOR THE IMPACT, IF ANY, OF CERTAIN MARKET FACTORS, SUCH AS LACK OF LIQUIDITY. SIMULATED TRADING PROGRAMS IN GENERAL ARE ALSO SUBJECT TO THE FACT THAT THEY ARE DESIGNED WITH THE BENEFIT OF HINDSIGHT. NO REPRESENTATION IS BEING MADE THAT ANY ACCOUNT WILL OR IS LIKELY TO ACHIEVE PROFIT OR LOSSES SIMILAR TO THOSE SHOWN

Prior to buying or selling an option, an investor should read and understand the booklet “Characteristics and Risks of Standardized Options.” You can access and download a copy of the booklet on The Options /Clearing Corporations'(OCC) website at http://www.theocc.com/about/publications/character-risks.jsp. This link reference is provided as a courtesy and does not imply that the OCC is endorsing IT or its products. This booklet is also available for free from your broker or from any of the U.S. options exchanges.

Theta Trend encourages our readers to invest carefully and to utilize the information available at the web sites of the Securities and Exchange Commission at http://www.sec.gov, and the National Association of Securities Dealers at http://www.nasd.com. You can review public companies’ filings at the SEC’s EDGAR page. The NASD has published information on how to invest carefully at its web site.